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Due Diligence Requirements FAQ

In order to support the Clearing Members to fulfil the Due Diligence requirements, CC&G provides the document Due Diligence Requirements FAQ to answer to the most frequent questions raised.

For a convenient consultation the document has been organized into the following sections:

  • CC&G IN A NUTSHELL         
  • MEMBERSHIP
  • COMPLIANCE
  • AUDITS
  • CLEARING AND SETTLEMENT OPERATIONS
  • RISK MANAGEMENT
  • BUSINESS CONTINUITY AND DISASTER RECOVERY
  • MEASURES TO PREVENT CYBER ATTACK

 

It is also available the Disclosure Framework for Financial market Infrastructure in compliance with the "Principles for Financial Market Infrastructures" and the "Disclosure Framework and Assessment methodology" issued by CPMI-IOSCO.

Relevant information related to the organization and management of the company is available on the CC&G website. 

 

For any further information please contact:

Email: pt.sales@lseg.com